Thursday, May 31, 2012

SEC Whistleblower

  • WASHINGTON, D.C. -- Seven tips a day are coming in from the whistleblower program, designed by the Securities and Exchange Commission to bring significant fraud cases.
  • (On Wall Street)
  • Sporkin, a 20-year veteran of the SEC's enforcement division, helped create the Office of Market Intelligence and the Whistleblower Office mandated by the Dodd-Frank Act. He will join BuckleySandler June 18, the firm said.
  • (Bloomberg)
  • As the SEC wrote rules for the new program surveyed 4,700 working people in mid-September 2011 for the whistleblower study, which was released as a supplement to its National Business Ethics Survey.
  • (Wall Street Journal)
  • and started studying new federal whistle-blower laws around 2010. Shed had enough. After the meeting where she was told her ass was on the line, she reported what was going on in her division to her human resources department and to the SEC.
  • (The Business Insider)
  • For more detailed information, visit the SEC Office of the Whistleblower.
  • (Forbes)
  • Mr. Lagows whistleblower suit sparked an investigation culminating at the Internal Revenue Service (IRS), the Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC).
  • (Bloomberg)

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